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regulated in multiple jurisdictions

Regulations

Company Summary

Guardian Wealth Management is a group of several organisations, each of which is a separate legal entity registered in the relevant jurisdictions in which they operate. The advice provided to you in the respective jurisdictions will be in accordance with the scope of Guardian Wealth Management’s regulatory authorisation in that jurisdiction. Guardian Wealth Management trades in the UK as GWM Financial Planning Ltd.

GWM Switzerland

GWM Financial Planning SARL is a member of the Association Romande des Intermediaires Financiers (ARIF). Federal identification number CH-660-0223007-3.

Registered Office: Route de Pré-Bois 20, 1215 Cointrin, Meyrin, Geneva.

Regulatory Details: ARIF Member Number 3222.

GWM Dubai

GWM Middle East Insurance Brokerage LLC is authorised by the United Arab Emirates Insurance Authority.

Registered Office: Downtown Dubai, Emaar Square, Standard Chartered Tower, 5th Floor, PO Box 35482, Dubai, UAE.

Regulatory Details: Insurance Authority Registration Number 251.

GWM Abu Dhabi

GWM Financial Planning Limited is regulated by the Securities and Commodities Authority in the United Arab Emirates.

Registered Office: Unit 605-606, Guardian Towers, 4th Street, Sheikh Sultan Bin Zayed Road, Abu Dhabi, UAE.

Regulatory Details: SCA Registration Number 60818, view regulatory information here.

GWM Financial Planning Ltd

GWM Financial Planning Ltd is authorised and regulated by the UK Financial Conduct Authority.

Registered Office: Siding House, Siding Court, Lakeside, Doncaster, South Yorkshire, DN4 5NU

Regulatory Details: Financial Services Register Number 217994, view regulatory information here.

GWM UK

GWM UK is a trading name of GWM Financial Planning Ltd which is authorised and regulated by the UK Financial Conduct Authority.

Registered Office: Siding House, Siding Court, Lakeside, Doncaster, South Yorkshire, DN4 5NU

Regulatory Details: Financial Services Register Number 217994, view regulatory information here.

GWM USA LLC

GWM USA LLC are partnered with Beacon Global Advisor Network, LLC. (BGAN) who are a registered investment advisor with the Securities and Exchange Commission (SEC) SEC number 801-110724 : CRD number is 288833.

Registration with the SEC does not imply a certain level of experience or education and does not mean the SEC approves or endorses BGAN. BGAN is located at 4001 Highfield Way, Marietta, GA 30062.

© 2017 Guardian Wealth Management