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regulated in multiple jurisdictions

Regulations

Company Summary

Guardian Wealth Management is a group of several organisations, each of which is a separate legal entity registered in the relevant jurisdictions in which they operate. The advice provided to you in the respective jurisdictions will be in accordance with the scope of Guardian Wealth Management’s regulatory authorisation in that jurisdiction. Guardian Wealth Management trades in the UK as GWM Financial Planning Ltd.

GWM Switzerland

Guardian Wealth Management SARL is regulated under Swiss law by the Organisme d’Autoregulation fondé par le GSCGI et le GPCGFG (OAR-G). Federal identification number CH-660-0223007-3.

Registered Office: Route de Pré-Bois 20, 1216 Cointrin, Meyrin, Geneva.

Regulatory Details: OAR-G Registration Number 472.

GWM Dubai

GWM Middle East Insurance Brokerage LLC is authorised by the United Arab Emirates Insurance Authority.

Registered Office: Downtown Dubai, Emaar Square, Standard Chartered Tower, 5th Floor, PO Box 35482, Dubai, UAE.

Regulatory Details: Insurance Authority Registration Number 251.

GWM Abu Dhabi

GWM Financial Planning Ltd is Authorised and Registered with the Securities and Commodities Authority.

Registered Office: Capital Centre, Karma Street, International Tower, 23rd Floor, Office No 2308, Abu Dhabi, UAE.

Regulatory Details: SCA Registration Number 608018, view regulatory information here.

GWM Financial Planning Ltd

GWM Financial Planning Ltd is authorised and regulated by the UK Financial Conduct Authority.

Registered Office: Siding House, Siding Court, Lakeside, Doncaster, South Yorkshire, DN4 5NU

Regulatory Details: Financial Services Register Number 217994, view regulatory information here.

GLM Hong Kong

Guardian Life Management Ltd is a member of the Hong Kong Confederation of Insurance Brokers (HKCIB).

Registered Office: 12/F Infinitus Plaza, 199 Des Voeux Road, Hong Kong.

Registered number: HKCIB Registration Number 0469, view regulatory information here.

GWM UK

GWM UK is a trading name of GWM Financial Planning Ltd which is authorised and regulated by the UK Financial Conduct Authority.

Registered Office: Siding House, Siding Court, Lakeside, Doncaster, South Yorkshire, DN4 5NU

Regulatory Details: Financial Services Register Number 217994, view regulatory information here.

GWM USA LLC

GWM USA LLC are partnered with Beacon Global Advisor Network, LLC. (BGAN) who are a registered investment advisor with theSecurities and Exchange Commission (SEC).: CRD number is 288833.

Registration with the SEC does not imply a certain level of experience or education and does not mean the SEC approves or endorses BGAN. BGAN is located at 4001 Highfield Way, Marietta, GA 30062.

© 2017 Guardian Wealth Management