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FSA Criticised for its Comments Regarding TLPIs
17.02.2012Following a suspension of trading on the EEA Fund Management’s Life Settlement Fund at the close of 2011, which was an indirect result of the Financial Services Authority’s consultation paper, the company’s chairman and compliance officer have sent an open letter to the FSA asking them to withdraw its statement which referred to Traded Life Policy Investments, or TLPIs, as ‘toxic’. The letter states that while it’s certainly true that …
Our Credentials and Regulations for Guardian Wealth Management
Company Summary
Guardian Wealth Management is a group of several organisations, each of which is a separate legal entity registered in the relevant jurisdictions in which they operate.
GWM Switzerland
Guardian Wealth Management SARL is regulated under Swiss Law by the Organisme d’Autoregulation fondé par le GSCGI et le GPCGFG (OAR-G). Registered Office – Route de Pré-Bois 20, 1216 Cointrin, Meyrin, Geneva. Federal identification number CH-660-0223007-3.
OAR-G Member Number 472
http://ge.ch/hrcintapp/externalCompanyReport.action?companyOfrcId13=CH-660-0223007-3&ofrcLanguage=4
GWM Qatar
Guardian Wealth Management Qatar LLC is authorised by the Qatar Financial Centre Regulatory Authority.
Registered Office – Qatar Financial Centre, 5th Floor QFC Tower 1, Diplomatic Area, West Bay, Doha, Qatar
Qatar Financial Centre Number 00113
http://www.qfcra.com/advsearch/searchfirm.php
GWM Europe
Guardian Wealth Management SPRL is registered as an insurance intermediary (insurance broker/courtier d’assurances) with the Belgian Financial Services and Markets Authority (FSMA) and subject to its supervision solely for the purposes of insurance mediation under the EU Insurance Mediation Directive. Registered office (siège social) – Boulevard Saint Michel 47, 1040 Brussels, Belgium. Company number 0886.430.738.
FSMA Register Number 103245A
http://www.cbfa.be/search/dSearchFrmAdvFR.asp (please type Guardian Wealth Management into the lower search box to reveal these results clearly showing our licensed operations:
GUARDIAN WEALTH MANAGEMENT SPRL
Boulevard Saint-Michel 47
1040 Etterbeek (BELGIUM)
Intermédiaire en assurances (A) – Courtier
Insurance intermediary (A) – Broker
Licensed branches: 21, 22, 23, 24, 25, 26, 27, 28, 29
Free services: AUSTRIA, CYPRUS, DENMARK, FRANCE, GERMANY, ITALY, LUXEMBOURG, NETHERLANDS, NORWAY, SPAIN, SWEDEN
Freedom of establishment: GERMANY, NETHERLANDS
GWM Dubai – trading as Guardian Life Management JLT
Guardian Life Management is an appointed representative of Continental Financial Services, who are licensed by the Central Bank of the UAE.
Registered Office – Saba Tower 1 JLT, 30th Floor Office 3004, Dubai, UAE
Registered & Licensed as a FREEZONE Company under the Rules & Regulations of the DMCCA.
Central Bank License number 13/1464/2002.
http://www.centralbank.ae/en/index.php?option=com_content&view=article&id=135&Itemid=100
GWM UK
Guardian Wealth Management Ltd is authorised and regulated by the Financial Services Authority.
Registered Office – 123 Pall Mall, St. James’s, London. SW1Y 5EA Registered Number 04479650, England
Trading Address – Glebe Farm, Burghwallis Road, Burghwallis, Doncaster, DN6 9JJ
FSA Register Number 217994




