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  • FSA Criticised for its Comments Regarding TLPIs
    17.02.2012

    Following a suspension of trading on  the EEA Fund Management’s Life Settlement Fund at the close of 2011, which was an indirect result of the Financial Services Authority’s consultation paper, the company’s chairman and compliance officer have sent an open letter to the FSA asking them to withdraw its statement which referred to Traded Life Policy Investments, or TLPIs, as ‘toxic’. The letter states that while it’s certainly true that …

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Directors

David Howell | Chief Executive Officer

David Howell has worked within the financial services industry for over 25 years both in the UK and Internationally.
Having gained the relevant experience and successfully completing the Chartered Insurance Institute's Financial Planning Certificate, David established his own UK advisory firm 17 years ago. Initially acting as a qualified adviser he has graduated into the role of Chief Executive Officer as the firm has expanded.
David ensures the brand values are upheld, the overall vision is maintained and compliant regulations are adhered to throughout the world. David has recently resigned as a Magistrate, a role he had held for over 12 years and is testament to his moral standing within the local community. David has held the post of Chairman of the Leeds branch Institute of Financial Planners, yet another significant sign of his professionalism.

John Hasberry | Chief Operations Officer

John Hasberry is co-owner of Guardian Wealth Management and holds the title of Chief Operations Officer.
Prior to joining David Howell to drive through the expansion of Guardian Wealth Management, John was a Sales Director at a blue chip UK company.
As COO John is responsible for enhancing internal processes and infrastructure to allow the organisation to continue to grow and achieve its objectives. John is fully qualified to work in as an Independent Financial Advisor. John's personal philosophy of hard work and endeavour has helped mould the firm into a successful entity across a variety of jurisdictions. Coupled with this his ability to succeed and inspire others have contributed greatly to the success of the firm.

Vincent Jones MBE MA | Non-Executive Chairman

Vincent joined the Ministry of Defence (MOD) and quickly progressed through various management roles to become the Chief Senior Instructional Officer at the Defence School of Transport Yorkshire responsible for the implementation of change programmes and business development within a large, multi-cultural organisation. It was for this work Vincent was awarded the MBE.
Vincent’s final appointment was as Head of Profession for all Instructional Officer grades within the MOD. During this time he gained his MA in Human Resource Development at Huddersfield University. On retirement Vincent became an Associate of Ashridge Business School, involved in various government programmes working with organisations to develop their business expertise in strategic planning, resource management, marketing, the implementation of audit processes and quality standards.
Vincent has now brought his wide experience in business management to Guardian Wealth Management (GWM) as the Non-Executive Chairman where he will provide the support necessary to create an organisation that can be seen as the most respected financial solutions company in the world.

Gavin Pluck | Regional Director

Gavin joined Guardian Wealth Management in a senior position in 2003 after having spent several years as European Director with a firm of UK based advisors.
As an experienced, qualified International IFA he has developed and conducted numerous financial seminars and workshops around the globe with many specialising in Financial Management from an International perspective.
Originally tasked with opening and building the Switzerland office Gavin now heads up a team of 50 consultants across a number of jurisdictions within the European Division of Guardian Wealth Management. He resides in France near the Swiss border with his wife and 3 children.
As someone who recognises the need for clear and honest advice it is Gavin's intention to build upon a successful team of qualified Consultants who take pride in offering their clients the very best advisory experience.
Gavin is a speaker at the 2011 W.I.N. Conference in Rome, Italy in October.Click the image to visit the WIN Conference Speakers Page.

Sharon Pearson | Business Operations Director

As a positive and hardworking professional, Sharon joined the company in 2005 and has been fundamental in developing the back-office infrastructure to assist the business to grow and meet the ever demanding needs of the marketplace.
Sharon’s commitment to client satisfaction and her experience within the Financial Services sector, having worked for major banking groups such as Lloyds TSB and Standard Chartered Bank, have made Sharon an asset to the GWM team and helped to make it the company it is.

Iain Howell | Finance Director

Iain Howell is the Finance Director for GWM and joined from consumer electronics company Sharp Electronics where he was Director of Finance. Iain brings with him a wealth of International experience gained from working at United Biscuits and Kidde plc.
At GWM Iain is responsible for the day to day finance operations of the world wide entities. Iain has a BSc in Mathematics and is also a qualified Chartered Management Accountant. Iain believes the key to running a strong finance team is to have efficient processes, dedicated staff and to encourage academic achievement. In doing so it produces high quality financial management that enables GMW to out perform its peers.

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