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Regulations

Company Summary

Guardian Wealth Management is a group of several organisations, each of which is a separate legal entity registered in the relevant jurisdictions in which they operate. The advice provided to you in the respective jurisdictions will be in accordance with the scope of Guardian Wealth Management’s regulatory authorisation in that jurisdiction. Guardian Wealth Management trades in the UK as GWM Financial Planning Ltd.

GWM Switzerland

Guardian Wealth Management SARL is regulated under Swiss law by the Organisme d’Autoregulation fondé par le GSCGI et le GPCGFG (OAR-G). Federal identification number CH-660-0223007-3.

Registered Office: Route de Pré-Bois 20, 1216 Cointrin, Meyrin, Geneva.

Regulatory Details: OAR-G Registration Number 472

GWM Dubai

Guardian Wealth Management Ltd is authorised and regulated by the United Arab Emirates Securities & Commodities Authority

Registered Office: Daughters of Al Otaiba Building, Khalifa Street, Abu Dhabi, UAE. P.0.Box 114564

Regulatory Details: SCA Registration Number 608018, view regulatory information here.

GWM Financial Planning Ltd.

GWM Financial Planning Ltd. is authorised and regulated by the UK Financial Conduct Authority.

Registered Office: Siding House, Siding Court, Lakeside, Doncaster, South Yorkshire, DN4 5NU

Regulatory Details: Financial Services Register Number 217994, view regulatory information here.

GLM Hong Kong

Guardian Life Management Ltd is a member of the Hong Kong Confederation of Insurance Brokers (HKCIB).

Registered Office: 12/F Infinitus Plaza, 199 Des Voeux Road, Hong Kong.

Registered number: HKCIB Registration Number 0469, view regulatory information here.

GWM Investment Management & GWM Pension Specialists

GWM Investment Management is authorised and regulated by the UK Financial Conduct Authority.

Registered Office: The Granary, Glebe Farm, Burghwallis Road, Burghwallis, South Yorkshire DN6 9JJ

Regulatory Details: Financial Services Register Number 629098, view regulatory information here.

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© 2017 Guardian Wealth Management